RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••••••• I••••
- P••••••• P••••••• L•• mixed wealth currentsince Apr 30, 2026 · Overland Park, Ks
- C••••••• P••••••• independent RIAJan 5, 2015 to Aug 2, 2019 · Overland Park, Ks
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 3, 2000 to Jul 18, 2006 · Overland Park, Ks
- L••••• F•••••••• G••••• I••• unclassifiedMar 27, 2000 to Feb 6, 2006 · Overland Park, Ks
- C••••••• P••••••• to P••••••• P••••••• L••left Aug 2, 2019, registered Apr 30, 2026 (2463 days) · RIA to RIA
- M•• I•••••••• S•••••••• L•• to C••••••• P•••••••left Jul 18, 2006, registered Jan 5, 2015 (3093 days) · Other
- L••••• F•••••••• G••••• I••• to M•• I•••••••• S•••••••• L••left Feb 6, 2006, registered Aug 3, 2000 (-2013 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address