DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• P••••••• L••
Latest filing May 5, 2026
First filing on the tape Oct 31, 2023 · 17 filings
SEC status approved since Nov 30, 2023
RAUM
$489M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
23%
$114M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$97.8M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$489M as of May 5, 2026
Mar 26, 2024$368M then
HNW client RAUM$113M as of May 5, 2026
Mar 26, 2024$91.3M then
State-registered IARs (5.B.3)5 as of May 5, 2026
Mar 26, 20242 then
Employees (5.A)5 as of May 5, 2026
Mar 26, 20246 then
Private funds: no history
RAUM +8.8% over the last fiscal yearIARs 4 to 5
Practice profile
derived from the filing of May 5, 2026; every figure names its basis
Archetypes, each a printed rule
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $97.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.9MderivedHNW RAUM over HNW clients
- Average account
- $6.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $489MreportedItem 5.I
- Custody
- $388M, 41 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$375M77%
- High-net-worth individuals$113M23%
- Individuals$1.6M0.3%
- Individual clients
- n/areported
- HNW clients
- 19reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 77reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $388M for 41 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.23 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••••• D••• S••••Certified Financial Planner | Overland Park, Ks | Dec 11, 2023 | 15 y | 1 |
| T•••••• A•••• D•••••••Chartered Financial Analyst | Overland Park, Ks | Dec 13, 2023 | 32 y | 0 |
| C••• M•••••• T••••••• | Overland Park, Ks | Jun 14, 2024 | 25 y | 0 |
| K•••••••• E•••••••• Q•••• | Overland Park, Ks | Jul 13, 2024 | 12 y | 0 |
| J•••• C••••••••• I••••Certified Financial Planner | Overland Park, Ks | Apr 30, 2026 | 26 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• C••••••••• I•••• from C••••••• P•••••••Apr 30, 2026 · RIA to RIA
- B•••••• D••• S•••• from C••••• F••••••••Dec 11, 2023 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••••• T••••••• A•••• · Chief Investment Officercontrolsince 12/2023 · owns 25% to 50%
- S••••• B••••••• D••• · President And Chief Executive Officer / Chief Compliance Officercontrolsince 10/2023 · owns 50% to 75%
- T•••••••• C•••• M•••••• · Partnercontrolsince 01/2024 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- unusually large average accountStatic outlier · filing May 5, 2026RAUM per account of $6,351,539 against a peer median of $439,994 (5431 comparable advisers, 100.0th percentile, 4.0 robust deviations)peers: independent wealth managers, $100M to $500M (5,431) · 100% percentile
What changed
consecutive filings, newest first
- Advisory employees · 4 to 5Feb 24, 2026 to May 5, 2026
- Employees · 4 to 5Feb 24, 2026 to May 5, 2026
- State-registered IARs · 4 to 5Feb 24, 2026 to May 5, 2026
- Accounts · 71 to 77Mar 28, 2025 to Feb 24, 2026
- Corporate clients · 13 to 15Mar 28, 2025 to Feb 24, 2026
- HNW clients · 37 to 19Mar 28, 2025 to Feb 24, 2026
- Assets in custody · $343M to $388MMar 28, 2025 to Feb 24, 2026
- Employees · 6 to 4Mar 28, 2025 to Feb 24, 2026
- Financial planning clients · 1-10 to 0Mar 28, 2025 to Feb 24, 2026
- Discretionary RAUM · $420M to $456MMar 28, 2025 to Feb 24, 2026
- HNW RAUM · $101M to $113MMar 28, 2025 to Feb 24, 2026
- Individual RAUM · $518,712 to $1.6MMar 28, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $30.0M to $33.2MMar 28, 2025 to Feb 24, 2026
- RAUM · $450M to $489MMar 28, 2025 to Feb 24, 2026
- Accounts · 61 to 71Oct 3, 2024 to Mar 28, 2025
- Advisory employees · 2 to 4Oct 3, 2024 to Mar 28, 2025
- Advisory activities · 2 to 3Oct 3, 2024 to Mar 28, 2025
- Corporate clients · 11 to 13Oct 3, 2024 to Mar 28, 2025
- HNW clients · 36 to 37Oct 3, 2024 to Mar 28, 2025
- Assets in custody · $368M to $343MOct 3, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 1-10Oct 3, 2024 to Mar 28, 2025
- State-registered IARs · 2 to 4Oct 3, 2024 to Mar 28, 2025
- Discretionary RAUM · $368M to $420MOct 3, 2024 to Mar 28, 2025
- HNW RAUM · $91.3M to $101MOct 3, 2024 to Mar 28, 2025
- Individual RAUM · unset to 518712.0Oct 3, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $0 to $30.0MOct 3, 2024 to Mar 28, 2025
- RAUM · $368M to $450MOct 3, 2024 to Mar 28, 2025
- Accounts · 0 to 61Jan 30, 2024 to Mar 26, 2024
- Advisory activities · 3 to 2Jan 30, 2024 to Mar 26, 2024
- Corporate clients · unset to 11.0Jan 30, 2024 to Mar 26, 2024
- HNW clients · unset to 36.0Jan 30, 2024 to Mar 26, 2024
- Assets in custody · $0 to $368MJan 30, 2024 to Mar 26, 2024
- Employees · 3 to 6Jan 30, 2024 to Mar 26, 2024
- Discretionary RAUM · $0 to $368MJan 30, 2024 to Mar 26, 2024
- HNW RAUM · unset to 91290000.0Jan 30, 2024 to Mar 26, 2024
- RAUM · $0 to $368MJan 30, 2024 to Mar 26, 2024
- Wrap assets (manager) · unset to 0.0Dec 7, 2023 to Dec 8, 2023
- Wrap assets (sponsor) · unset to 0.0Dec 7, 2023 to Dec 8, 2023
- Advisory employees · 1 to 2Nov 21, 2023 to Dec 5, 2023
- Employees · 1 to 3Nov 21, 2023 to Dec 5, 2023
Signals
3 dated events
- Michael Chad Treaster (Partner) appeared on Schedule A of P••••••• P••••••• L••Mar 26, 2024 · Control person joined · fact
- Aaron Timothy Dreiling (Chief Investment Officer) appeared on Schedule A of P••••••• P••••••• L••Dec 5, 2023 · Control person joined · fact
- P••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Oct 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-308-8030reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/postrock-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (913) 308-8030reportedpublic record, Form ADV, May 5, 2026
- Contact form
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- p•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $97.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026