RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• J••••• S••••••
- C••••••••• W•••••• L•• independent RIA currentsince Jan 1, 2025 · Scappoose, Or
- C••••• A••••••• L•• formerFeb 28, 2012 to Sep 12, 2017 · Rainier, Or
- P•••••• W••• F•••••••• C••••••••• I•• formerAug 14, 2008 to Feb 28, 2012 · Renton, Wa
- K•• F•••••••• S•••••••• I•• formerJun 8, 2004 to Aug 1, 2008 · Bonney Lake, Wa
- C••••• A••••••• L•• to C••••••••• W•••••• L••left Sep 12, 2017, registered Jan 1, 2025 (2668 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
- K•• F•••••••• S•••••••• I•• to P•••••• W••• F•••••••• C••••••••• I••left Aug 1, 2008, registered Aug 14, 2008 (13 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address