RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C• A••••••• S••••••• independent RIA currentsince Apr 21, 2026 · Williamston, Mi
- T•• P•••••• F•••••••• G••••• L•• independent RIAJan 13, 2021 to Apr 29, 2026 · Grand Blanc, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDAug 9, 2019 to Dec 31, 2019 · Grand Blanc, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 13, 2000 to Aug 12, 2019 · Flint, Mi
- T•• P•••••• F•••••••• G••••• L•• to C• A••••••• S•••••••left Apr 29, 2026, registered Apr 21, 2026 (-8 days) · RIA to RIA
- A••••••••• F•••••••• S•••••••• L•• to T•• P•••••• F•••••••• G••••• L••left Dec 31, 2019, registered Jan 13, 2021 (379 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Aug 12, 2019, registered Aug 9, 2019 (-3 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- G••• N••••• left T•• P•••••• F•••••••• G••••• L•• for C• A••••••• S••••••• (registered 2026-04-21)Apr 29, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 57derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address