DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Stephen Rich
Feed of 09/14/2026
Also filed as Bob Rich
At current firm
11 y
since Jul 20, 2015
In the industry
42 y
since Sep 12, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Huntleigh Advisors, Inc. BD affiliated currentsince Jul 20, 2015 · St. Louis, Mo
- Oppenheimer & Co. Inc. BD affiliatedMay 7, 2009 to Jun 18, 2015 · St. Louis, Mo
- Citigroup Global Markets Inc. BD affiliatedMay 5, 2004 to May 5, 2009 · Clayton, Mo
- Wells Fargo Advisors wirehouseJul 1, 2003 to May 7, 2004 · St. Louis, Mo
- Prudential Equity Group, LLC unclassifiedSep 12, 1984 to Jul 1, 2003 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Oppenheimer & Co. Inc. to Huntleigh Advisors, Inc.left Jun 18, 2015, registered Jul 20, 2015 (32 days) · Other
- Citigroup Global Markets Inc. to Oppenheimer & Co. Inc.left May 5, 2009, registered May 7, 2009 (2 days) · Other
- Wells Fargo Advisors to Citigroup Global Markets Inc.left May 7, 2004, registered May 5, 2004 (-2 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address