RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• C•••••• S••••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Aug 7, 2015 · Princeton, Nj
- U•• F•••••••• S••••••• I••• wirehouseAug 24, 2006 to Sep 7, 2011 · Los Angeles, Ca
- L•••• A••••• • C•• L•• asset managerNov 7, 2000 to Dec 3, 2004 · Jersey City, Nj
- U•• F•••••••• S••••••• I••• to B•••••••• I••••••••• M••••••••• L••left Sep 7, 2011, registered Aug 7, 2015 (1430 days) · Other
- L•••• A••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Dec 3, 2004, registered Aug 24, 2006 (629 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address