DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• A•••••••• B•••••

B••••• P••••• A•••••••• L••independent RIAMiddleton, Wi IA-onlyIAPD 4003547

Feed of 09/15/2026

Also filed as B•••• A. B•••••

At current firm

2 y

since Jan 19, 2024

In the industry

26 y

since Feb 10, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• P••••• A•••••••• L•• independent RIA current
since Jan 19, 2024 · Newport Beach, Ca
C•••••••• C•••••• M••••••••• L•• unclassified
Mar 4, 2011 to May 22, 2024 · Middleton, Wi
C•••••• S••••• • C••• I••• national BD
Jun 4, 2008 to Jan 12, 2011 · Middleton, Wi
B••• O•• S••••••••• C••••••••• unclassified
Mar 9, 2005 to Mar 9, 2005 · Madison, Wi
E•••• S••••••••• L•• BD affiliated
Aug 25, 2004 to Feb 18, 2005 · Madison, Wi
S••••• C•••••• M••••••••• I•• unclassified
Apr 9, 2003 to Jul 19, 2004 · Oakdale, Mn
C•••••• S••••• • C••• I••• national BD
Oct 1, 2002 to Mar 19, 2003 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

C•••••••• C•••••• M••••••••• L•• to B••••• P••••• A•••••••• L••
left May 22, 2024, registered Jan 19, 2024 (-124 days) · Other
C•••••• S••••• • C••• I••• to C•••••••• C•••••• M••••••••• L••
left Jan 12, 2011, registered Mar 4, 2011 (51 days) · Other
B••• O•• S••••••••• C••••••••• to C•••••• S••••• • C••• I•••
left Mar 9, 2005, registered Jun 4, 2008 (1183 days) · Other
E•••• S••••••••• L•• to B••• O•• S••••••••• C•••••••••
left Feb 18, 2005, registered Mar 9, 2005 (19 days) · Other
S••••• C•••••• M••••••••• I•• to E•••• S••••••••• L••
left Jul 19, 2004, registered Aug 25, 2004 (37 days) · Other
C•••••• S••••• • C••• I••• to S••••• C•••••• M••••••••• I••
left Mar 19, 2003, registered Apr 9, 2003 (21 days) · Other

Signals

B•••• A•••••••• B••••• left C•••••••• C•••••• M••••••••• L•• for B••••• P••••• A•••••••• L•• (registered 2024-01-19)
May 22, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address