RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• J••• A•••••
- I• F•••••••• A••••••• S••••••• L•• independent RIA currentsince Feb 6, 2020 · Kalispell, Mt
- K•• F•••••••• S•••••••• I•• formerDec 15, 2009 to Oct 10, 2017 · Kalispell, Mt
- S••• L••• • C•••••• state registeredAug 29, 2005 to Dec 10, 2009 · Kalispell, Mt
- W•••••• • R••• formerApr 6, 2000 to Aug 30, 2005 · Kalispell, Mt
- K•• F•••••••• S•••••••• I•• to I• F•••••••• A••••••• S••••••• L••left Oct 10, 2017, registered Feb 6, 2020 (849 days) · Other
- S••• L••• • C•••••• to K•• F•••••••• S•••••••• I••left Dec 10, 2009, registered Dec 15, 2009 (5 days) · Other
- W•••••• • R••• to S••• L••• • C••••••left Aug 30, 2005, registered Aug 29, 2005 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address