DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
S••• L••• • C••••••
Latest filing Sep 26, 2025
First filing on the tape Sep 26, 2025 · 1 filings
RAUM
$35.3M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
100%
$35.2M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Sep 26, 2025; every figure names its basis
- RAUM per advisor
- $2.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $180,263derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 13.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$28.0M79%
- High-net-worth individuals$7.2M20%
- Corporations and businesses$77,3510.2%
- Charitable organizations$61,2440.2%
- Individual clients
- 154reported
- HNW clients
- 5reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 196reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $35.3M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• M•••• F•••• | Missoula, Mt | Jan 16, 2018 | 12 y | 0 |
Advisor movement
Left, latest
- T•••••• B•••• S•••••••• to O•••• W••••• M••••••••• L••Mar 7, 2025 · Other
- K••••••• O••••• to S•• I••••••••• A•••••••• I•••Feb 1, 2024 · Other
- E••• R••••• J•••• to S•• I••••••••• A•••••••• I•••Jun 6, 2022 · Other
- D••••• W• N••••• to A••••••••• F•••••••• S•••••••• L••Jun 17, 2019 · Other
- E••••• D••• R•• to S•• I••••••••• A•••••••• I•••Dec 31, 2010 · Other
- E••• P•••••• V•••••••• to S•• I••••••••• A•••••••• I•••Dec 31, 2010 · Other
- L••••• P•••• G•••••• to C•••••• S••••• • C••• I•••Sep 16, 2010 · Other
- T••••• J••• A••••• to K•• F•••••••• S•••••••• I••Dec 10, 2009 · Other
- R•••••• M•••• M••••••• to E••••• J••••Oct 18, 2004 · Other
- T••••••• J••• H•••••••• to B•• A•••• M••••••••• I•••Dec 12, 2003 · Other
Joined, latest
- J•••••• H••• from O•••• W•••••• I•••Aug 12, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- T•••••• B•••• S•••••••• from W•••• F•••• A•••••••Dec 21, 2020 · Wirehouse to a state-registered adviser
- D••••• W• N••••• from P••••••• C•••••• A••••••• C•••••••••Mar 11, 2019 · RIA to a state-registered adviser
- K•••••• L••••• F••••••• from R•• C•••••• M••••••• L••Jan 16, 2018 · Affiliated broker-dealer or bank to a state-registered adviser
- D•••• A••••• P•••••••• from W•••• F•••• A•••••••Jan 5, 2018 · Wirehouse to a state-registered adviser
- T••••• J••• A••••• from W•••••• • R•••Aug 29, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Missoula, Mt · principal | 15 | 1 | 0 | ||
| Garland, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
- T•••••• B•••• S•••••••• left S••• L••• • C•••••• for O•••• W••••• M••••••••• L•• (registered 2025-03-09)Mar 7, 2025 · Advisor changed firm · fact
- K••••••• O••••• left S••• L••• • C•••••• for S•• I••••••••• A•••••••• I••• (registered 2022-03-29)Feb 1, 2024 · Advisor changed firm · fact
- E••• R••••• J•••• left S••• L••• • C•••••• for S•• I••••••••• A•••••••• I••• (registered 2022-04-04)Jun 6, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/s.g.-long-&-companyreportedpublic record, Form ADV, Sep 18, 2026
- Website
- SGL•••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 406-721-0999reportedpublic record, Form ADV, Sep 26, 2025
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- STATE REGISTEREDderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 15, 2026