RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••••• K•• W•••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 25, 2024 · Atlanta, Ga
- A•••••••• F•••• M••••••••• L•• asset managerJul 6, 2021 to Mar 4, 2024 · Watkinsville, Ga
- W•••• F•••• A••••••• wirehouseMar 8, 2006 to Jun 21, 2021 · Atlanta, Ga
- M••••• K••••• • C••••••• L•• formerSep 23, 2003 to Dec 20, 2005 · Athens, Ga
- A•••••••• F•••• M••••••••• L•• to W•••• F•••• A•••••••left Mar 4, 2024, registered Jul 25, 2024 (143 days) · Other
- W•••• F•••• A••••••• to A•••••••• F•••• M••••••••• L••left Jun 21, 2021, registered Jul 6, 2021 (15 days) · Other
- M••••• K••••• • C••••••• L•• to W•••• F•••• A•••••••left Dec 20, 2005, registered Mar 8, 2006 (78 days) · Other
- D••••••• K•• W••••• left A•••••••• F•••• M••••••••• L•• for W•••• F•••• A••••••• (registered 2024-07-25)Mar 4, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address