RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• C•••• T•••••
- L•• F•••••••• L•• BD affiliated currentsince Apr 17, 2024 · Bamberg, Sc
- T••••• A••••••• S•••••••• I••• BD affiliatedFeb 17, 2021 to Apr 15, 2024 · Atlanta, Ga
- B••• S••••••••• L•• formerJan 2, 2018 to Feb 17, 2021 · Savannah, Ga
- B••• I••••••••• S•••••••• I••• formerOct 17, 2006 to Jan 2, 2018 · Saint Simons Island, Ga
- L•• F•••••••• L•• BD affiliatedMar 2, 2006 to Oct 26, 2006 · Bluffton, Sc
- S••••••• I••••••••• S•••••••• I••• formerApr 21, 2005 to Feb 15, 2006 · Savannah, Ga
- N•• F•••••••• S•••••••• I••• unclassifiedMay 27, 2003 to Jul 15, 2004 · Savannah, Ga
- F•••• C••••••• I••••••• S•••••••• I••• BD affiliatedJan 22, 2002 to May 19, 2003 · Durham, Nc
- T••••• A••••••• S•••••••• I••• to L•• F•••••••• L••left Apr 15, 2024, registered Apr 17, 2024 (2 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to B••• I••••••••• S•••••••• I•••left Oct 26, 2006, registered Oct 17, 2006 (-9 days) · Other
- S••••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Feb 15, 2006, registered Mar 2, 2006 (15 days) · Other
- N•• F•••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 15, 2004, registered Apr 21, 2005 (280 days) · Other
- F•••• C••••••• I••••••• S•••••••• I••• to N•• F•••••••• S•••••••• I•••left May 19, 2003, registered May 27, 2003 (8 days) · Other
- G••••••• C•••• T••••• left T••••• A••••••• S•••••••• I••• for L•• F•••••••• L•• (registered 2024-04-17)Apr 15, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address