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RIA Intelligence

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Registered advisor

K•••• A••••• O••••••

T••••• A••••••• S•••••••• I•••BD affiliatedCupeper, Vadual registrantIAPD 4008286

Feed of 09/14/2026

At current firm

3 y

since Oct 26, 2022

In the industry

26 y

since Jan 6, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T••••• A••••••• S•••••••• I••• BD affiliated current
since Oct 26, 2022 · Cupeper, Va
O•••• W•••••• I••• BD affiliated
Jan 18, 2022 to Feb 1, 2022 · Scottsdale, Az
L•• F•••••••• L•• BD affiliated
Apr 23, 2020 to May 3, 2021 · Charles Town, Wv
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
May 16, 2019 to Jan 31, 2020 · Leesburg, Va
L•• F•••••••• L•• BD affiliated
Feb 26, 2013 to May 31, 2019 · Leesburg, Va
O•••• I••••••••• I••• BD affiliated
Jun 1, 2008 to Feb 28, 2013 · Leesburg, Va
B• I••••••••• L•• unclassified
Dec 12, 2003 to Jun 1, 2008 · Leesburg, Va
U•• F•••••••• S••••••• I••• wirehouse
Jan 23, 2003 to Dec 15, 2003 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to T••••• A••••••• S•••••••• I•••
left Feb 1, 2022, registered Oct 26, 2022 (267 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to O•••• W•••••• I•••
left May 3, 2021, registered Jan 18, 2022 (260 days) · Affiliated broker-dealer or bank to another
R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
left Jan 31, 2020, registered Apr 23, 2020 (83 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left May 31, 2019, registered May 16, 2019 (-15 days) · RIA to affiliated broker-dealer or bank
O•••• I••••••••• I••• to L•• F•••••••• L••
left Feb 28, 2013, registered Feb 26, 2013 (-2 days) · Other
B• I••••••••• L•• to O•••• I••••••••• I•••
left Jun 1, 2008, registered Jun 1, 2008 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to B• I••••••••• L••
left Dec 15, 2003, registered Dec 12, 2003 (-3 days) · Other

Signals

K•••• A••••• O•••••• left O•••• W•••••• I••• for T••••• A••••••• S•••••••• I••• (registered 2022-10-26)
Feb 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address