RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I••• M••••• M••••••
- M•••••• P•••••• W••••• independent RIA currentsince Jan 19, 2024 · North Miami, Fl
- W•••• F•••• A••••••• wirehouseApr 15, 2016 to Jan 31, 2024 · Doral, Fl
- A••••••••• L••• otherFeb 28, 2012 to Apr 19, 2016 · Miam, Fl
- P•••• S••••••••• L•• no RAUMOct 22, 1999 to Aug 15, 2005 · Coral Gables, Fl
- W•••• F•••• A••••••• to M•••••• P•••••• W•••••left Jan 31, 2024, registered Jan 19, 2024 (-12 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- A••••••••• L••• to W•••• F•••• A•••••••left Apr 19, 2016, registered Apr 15, 2016 (-4 days) · Other
- P•••• S••••••••• L•• to A••••••••• L•••left Aug 15, 2005, registered Feb 28, 2012 (2388 days) · Other
- I••• M••••• M•••••• left W•••• F•••• A••••••• for M•••••• P•••••• W••••• (registered 2024-01-19)Jan 31, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address