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Registered advisor
R•••• S•••••• L•••••••••
Feed of 09/15/2026
Also filed as R•••• S•••••• Butler
At current firm
11 y
since Sep 3, 2015
In the industry
26 y
since Jun 2, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 3, 2015 · St. Peters, Mo
- O••••••••• S••••••••• I••• BD affiliatedJun 16, 2011 to Dec 12, 2013 · St Louis, Mo
- M•• F•••••••• S•••••••• I••• formerMar 4, 2008 to Sep 11, 2009 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- O••••••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Dec 12, 2013, registered Sep 3, 2015 (630 days) · Other
- M•• F•••••••• S•••••••• I••• to O••••••••• S••••••••• I•••left Sep 11, 2009, registered Jun 16, 2011 (643 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address