RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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L••• M•••• A•••••••
- T••••••• A•••• M••••••••• L•• independent RIA currentsince Jul 31, 2026 · San Antonio, Tx
- J••• M••••• S••••••••• L•• wirehouseFeb 26, 2013 to Jul 26, 2026 · San Antonio, Tx
- S••• I••••••••• C•••••• independent RIAMar 31, 2010 to Mar 16, 2011 · San Antonio, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Mar 24, 2010 · San Antonio, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedSep 19, 2008 to Oct 23, 2009 · San Antonio, Tx
- W•••• F•••• A••••••• wirehouseNov 1, 2007 to Sep 22, 2008 · Boerne, Tx
- C•••• I••••••••• S••••••• C•••• formerOct 24, 2005 to Nov 1, 2007 · San Antonio, Tx
- J••• M••••• S••••••••• L•• to T••••••• A•••• M••••••••• L••left Jul 26, 2026, registered Jul 31, 2026 (5 days) · Wirehouse to independent RIA
- S••• I••••••••• C•••••• to J••• M••••• S••••••••• L••left Mar 16, 2011, registered Feb 26, 2013 (713 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••• I••••••••• C••••••left Mar 24, 2010, registered Mar 31, 2010 (7 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Sep 22, 2008, registered Sep 19, 2008 (-3 days) · Other
- C•••• I••••••••• S••••••• C•••• to W•••• F•••• A•••••••left Nov 1, 2007, registered Nov 1, 2007 (0 days) · Other
- L••• M•••• A••••••• left J••• M••••• S••••••••• L•• for T••••••• A•••• M••••••••• L•• (registered 2026-07-31)Jul 26, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address