RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• S••••••••• S••••
- B•••••••• I••••••••• M••••••••• L•• asset manager currentsince Aug 27, 2025 · New York, Ny
- C••••••••• I••••••••• L•• mixed wealthDec 20, 2005 to Oct 24, 2013 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 20, 2004 to Dec 21, 2005 · Stamford, Ct
- C••••••• I••••••••• S••••••• unclassifiedMay 3, 2002 to Aug 16, 2002 · San Francisco, Ca
- C••••••••• I••••••••• L•• to B•••••••• I••••••••• M••••••••• L••left Oct 24, 2013, registered Aug 27, 2025 (4325 days) · Other
- C•••••••• G••••• M•••••• I••• to C••••••••• I••••••••• L••left Dec 21, 2005, registered Dec 20, 2005 (-1 days) · corporate re-registration, not a move
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left Aug 16, 2002, registered Apr 20, 2004 (613 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address