RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• R•••• B•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 27, 2026 · Orange, Tx
- W•••• F•••• A••••••• wirehouseNov 23, 2012 to Apr 8, 2026 · Orange, Tx
- W•••• F•••• A••••••• wirehouseNov 30, 2001 to Nov 23, 2012 · Orange, Tx
- W•••• F•••• A••••••• to L•• F•••••••• L••left Apr 8, 2026, registered Mar 27, 2026 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Nov 23, 2012, registered Nov 23, 2012 (0 days) · channel change inside one enterprise, not a move
- J••••••• R•••• B••••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-03-27)Apr 8, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address