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Registered advisor
M••••••• L• B•••••
Feed of 09/14/2026
Also filed as M••••••• L• B•••••
At current firm
1 y
since Oct 11, 2024
In the industry
26 y
since Mar 1, 2000 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 11, 2024 · Birmingham, Mi
- R•••••• J•••• • A••••••••• I••• national BDNov 28, 2017 to Sep 27, 2024 · Traverse City, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 27, 2013 to Dec 1, 2017 · Traverse City, Mi
- M••••• S•••••• wirehouseAug 25, 2010 to Feb 15, 2013 · Traverse City, Mi
- M••••• S•••••• wirehouseJun 1, 2009 to Apr 26, 2010 · Modesto, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 23, 2004 to Jun 1, 2009 · Modesto, Ca
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 2, 2002 to Mar 5, 2004 · Las Vegas, Nv
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to W•••• F•••• A•••••••left Sep 27, 2024, registered Oct 11, 2024 (14 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Dec 1, 2017, registered Nov 28, 2017 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 15, 2013, registered Feb 27, 2013 (12 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- M••••••• L• B••••• left R•••••• J•••• • A••••••••• I••• for W•••• F•••• A••••••• (registered 2024-10-11)Sep 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address