RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M• M•••••••
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jul 14, 2022 · Harvard, Il
- O••••••••• S••••••••• I••• BD affiliatedMar 16, 2020 to Jul 6, 2022 · Woodstock, Il
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 24, 2019 to Mar 20, 2020 · Lisle, Il
- O••••••••• S••••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Jul 6, 2022, registered Jul 14, 2022 (8 days) · Other
- M•• I•••••••• S•••••••• L•• to O••••••••• S••••••••• I•••left Mar 20, 2020, registered Mar 16, 2020 (-4 days) · Affiliated broker-dealer or bank to another
- J•••••• M• M••••••• left O••••••••• S••••••••• I••• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2022-07-14)Jul 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address