DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kathy Lynn Banyas

United Advisor Groupindependent RIAAlexandria, Va IA-onlyIAPD 4028937

Feed of 09/15/2026

At current firm

0 y

since Dec 5, 2025

In the industry

26 y

since Dec 11, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

United Advisor Group independent RIA current
since Dec 5, 2025 · Alexandria, Va
LPL Financial LLC BD affiliated
May 6, 2024 to Feb 20, 2025 · Alexandria, Va
Momentum Independent Network Inc. BD affiliated
Mar 21, 2022 to May 10, 2024 · Glen Allen, Va
Truist Advisory Services, Inc. BD affiliated
Feb 17, 2021 to Mar 11, 2022 · Atlanta, Ga
Bb&T Securities, LLC former
Jan 2, 2013 to Feb 17, 2021 · Alexandria, Va
Scott & Stringfellow, LLC former
Jul 6, 2006 to Jan 2, 2013 · Alexandria, Va
Spire Wealth Management, LLC BD affiliated
Jan 30, 2004 to May 26, 2006 · Mclean, Va
Ferris, Baker Watts, LLC unclassified
Nov 15, 2002 to Aug 15, 2003 · Mclean, Va

Moves

a registration end followed by a registration begin elsewhere

LPL Financial LLC to United Advisor Group
left Feb 20, 2025, registered Dec 5, 2025 (288 days) · Affiliated broker-dealer or bank to independent RIA
Momentum Independent Network Inc. to LPL Financial LLC
left May 10, 2024, registered May 6, 2024 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Truist Advisory Services, Inc. to Momentum Independent Network Inc.
left Mar 11, 2022, registered Mar 21, 2022 (10 days) · Affiliated broker-dealer or bank to another
Bb&T Securities, LLC to Truist Advisory Services, Inc.
left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
Scott & Stringfellow, LLC to Bb&T Securities, LLC
left Jan 2, 2013, registered Jan 2, 2013 (0 days) · corporate re-registration, not a move
Spire Wealth Management, LLC to Scott & Stringfellow, LLC
left May 26, 2006, registered Jul 6, 2006 (41 days) · Other
Ferris, Baker Watts, LLC to Spire Wealth Management, LLC
left Aug 15, 2003, registered Jan 30, 2004 (168 days) · Other

Signals

Kathy Lynn Banyas left Lpl Financial Llc for United Advisor Group (registered 2025-12-05)
Feb 20, 2025 · Advisor changed firm · fact
Kathy Lynn Banyas left Momentum Independent Network Inc. for Lpl Financial Llc (registered 2024-05-06)
May 10, 2024 · Advisor changed firm · fact
Kathy Lynn Banyas left Truist Advisory Services, Inc. for Momentum Independent Network Inc. (registered 2022-03-21)
Mar 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address