DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K••• J••• M••••

M•••••• I•••••••••i••••••••• wealthDublin, Oh IA-onlyIAPD 4029441

Feed of 09/15/2026

Also filed as Kori Jean Mills

At current firm

0 y

since Mar 24, 2026

In the industry

27 y

since Jun 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• I••••••••• i••••••••• wealth current
since Mar 24, 2026 · Dublin, Oh
C••••••••• I••••••••• A•••••••• L•• i••••••••• wealth
Dec 10, 2024 to Feb 4, 2025 · Plain City, Oh
L•• F•••••••• L•• BD affiliated
Jun 29, 2018 to Nov 29, 2024 · Westerville, Oh
O•••• I••••••••• I••• BD affiliated
Aug 17, 2017 to Jul 6, 2018 · Westerville, Oh
G•••••• L•• i••••••••• wealth
Sep 19, 2007 to Jul 25, 2017 · Columbus, Oh
G•••••• L•• i••••••••• wealth
Oct 11, 2002 to Jan 27, 2006 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••••••• I••••••••• A•••••••• L•• to M•••••• I•••••••••
left Feb 4, 2025, registered Mar 24, 2026 (413 days) · RIA to RIA
L•• F•••••••• L•• to C••••••••• I••••••••• A•••••••• L••
left Nov 29, 2024, registered Dec 10, 2024 (11 days) · Affiliated broker-dealer or bank to independent RIA
O•••• I••••••••• I••• to L•• F•••••••• L••
left Jul 6, 2018, registered Jun 29, 2018 (-7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
G•••••• L•• to O•••• I••••••••• I•••
left Jul 25, 2017, registered Aug 17, 2017 (23 days) · Other

Signals

K••• J••• M•••• left C••••••••• I••••••••• A•••••••• L•• for M•••••• I••••••••• (registered 2026-03-24)
Feb 4, 2025 · Advisor changed firm · fact
K••• J••• M•••• left L•• F•••••••• L•• for C••••••••• I••••••••• A•••••••• L•• (registered 2024-12-10)
Nov 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: I••••••••• WEALTHderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address