RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M•••••• U••••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 4, 2024 · Guaynabo, Pr
- U•• F•••••••• S••••••• I••• wirehouseFeb 3, 2020 to Apr 24, 2024 · Guaynabo, Pr
- S•••••••• S••••••••• BD affiliatedMar 23, 2010 to Dec 13, 2010 · San Juan, Pr
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Apr 24, 2024, registered Apr 4, 2024 (-20 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- S•••••••• S••••••••• to U•• F•••••••• S••••••• I•••left Dec 13, 2010, registered Feb 3, 2020 (3339 days) · Other
- J•••• M•••••• U•••••• left U•• F•••••••• S••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-04-04)Apr 24, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address