RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• E••••• B••••••
- O••••••••• institutional currentsince Jan 8, 2025 · St Charles, Mo
- E••••• J•••• national BDDec 19, 2022 to Oct 22, 2024 · St Louis, Mo
- W•••• F•••• A••••••• wirehouseJan 5, 2005 to Apr 19, 2006 · Wesley Chapel, Fl
- T• A••••••••• I••• formerMay 30, 2003 to Oct 13, 2004 · Tampa, Fl
- E••••• J•••• to O•••••••••left Oct 22, 2024, registered Jan 8, 2025 (78 days) · Other
- W•••• F•••• A••••••• to E••••• J••••left Apr 19, 2006, registered Dec 19, 2022 (6088 days) · Wirehouse to affiliated broker-dealer or bank
- T• A••••••••• I••• to W•••• F•••• A•••••••left Oct 13, 2004, registered Jan 5, 2005 (84 days) · Other
- R••• E••••• B•••••• left E••••• J•••• for Onedigital (registered 2025-01-08)Oct 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address