DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ryan Randy Roloff

Cwm, LLCBD affiliatedFresno, Ca IA-onlyIAPD 4035200

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

At current firm

0 y

since Apr 27, 2026

In the industry

26 y

since Oct 11, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cwm, LLC BD affiliated current
since Apr 27, 2026 · Fresno, Ca
Farther independent RIA
Oct 1, 2025 to Apr 30, 2026 · Las Vegas, Nv
Commonwealth Financial Network national BD
Sep 27, 2021 to Sep 30, 2025 · San Diego, Ca
Cetera Advisor Networks LLC former
Sep 6, 2017 to Oct 1, 2021 · San Diego, Ca
Girard Securities, Inc. former
May 29, 2013 to Nov 1, 2017 · San Diego, Ca
Raymond James Financial Services Advisors, Inc BD affiliated
Sep 1, 2011 to May 28, 2013 · Clovis, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Oct 23, 2009 to Sep 2, 2011 · Fresno, Ca
Banc Of America Investment Services, Inc. unclassified
Dec 1, 2006 to Oct 23, 2009 · Fresno, Ca
Morgan Stanley Dw Inc. unclassified
Mar 16, 2001 to Dec 6, 2006 · Fresno, Ca

Moves

a registration end followed by a registration begin elsewhere

Farther to Cwm, LLC
left Apr 30, 2026, registered Apr 27, 2026 (-3 days) · RIA to affiliated broker-dealer or bank
Commonwealth Financial Network to Farther
left Sep 30, 2025, registered Oct 1, 2025 (1 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
Cetera Advisor Networks LLC to Commonwealth Financial Network
left Oct 1, 2021, registered Sep 27, 2021 (-4 days) · Affiliated broker-dealer or bank to another
Girard Securities, Inc. to Cetera Advisor Networks LLC
left Nov 1, 2017, registered Sep 6, 2017 (-56 days) · corporate re-registration, not a move
Raymond James Financial Services Advisors, Inc to Girard Securities, Inc.
left May 28, 2013, registered May 29, 2013 (1 days) · Other
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Raymond James Financial Services Advisors, Inc
left Sep 2, 2011, registered Sep 1, 2011 (-1 days) · Other
Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
Morgan Stanley Dw Inc. to Banc Of America Investment Services, Inc.
left Dec 6, 2006, registered Dec 1, 2006 (-5 days) · Other

Signals

Ryan Randy Roloff left Farther for Cwm, Llc (registered 2026-04-27)
Apr 30, 2026 · Advisor changed firm · fact
Ryan Randy Roloff left Commonwealth Financial Network for Farther (registered 2025-10-01)
Sep 30, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address