A••••• W•••••• M••••••

W••••• E••••••••• A••••••• S•••••••• L••BD affiliatedCarmel, In dual registrantIAPD 4035285

Feed of 09/15/2026

Also filed as A••••• W•••••• M••••••••• W• M••••••

At current firm

0 y

since Dec 2, 2025

In the industry

26 y

since Dec 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated current
since Dec 2, 2025 · Carmel, In
O•••• W•••••• I••• BD affiliated
Jan 19, 2024 to Dec 3, 2025 · Carmel, In
W••••••• F•••••••• S•••••••• I••• former
Apr 23, 2007 to Jan 19, 2024 · Carmel, In

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to W••••• E••••••••• A••••••• S•••••••• L••
left Dec 3, 2025, registered Dec 2, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
W••••••• F•••••••• S•••••••• I••• to O•••• W•••••• I•••
left Jan 19, 2024, registered Jan 19, 2024 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Dec 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address