DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• P••• V•• A•••••

7•• C••••••• L••independent RIANashville, Tn IA-onlyIAPD 4035900

Feed of 09/14/2026

At current firm

0 y

since Aug 24, 2026

In the industry

26 y

since Nov 30, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

7•• C••••••• L•• i••••••••• wealth current
since Aug 24, 2026 · Lansing, Mi
B••••• A••••••• L•• state registered
Dec 17, 2024 to Aug 12, 2026 · Boulder, Co
V••••• C•••••• M••••••••• L•• i••••••••• wealth
Jun 13, 2024 to Nov 8, 2024 · Brentwood, Tn
I••••••••• A•••••• A•••••••• L•• i••••••••• wealth
Oct 3, 2022 to Mar 1, 2023 · Brentwood, Tn
G•••••••• F•••••••• A•••••••• L•• unclassified
Jun 23, 2021 to Dec 14, 2022 · Brentwood, Tn
L•• F•••••••• L•• BD affiliated
Apr 16, 2021 to Jun 24, 2024 · Alexander, Ar
C••••• C••••••• L•• former
Nov 30, 2013 to Mar 29, 2016 · Denver, Co

Moves

a registration end followed by a registration begin elsewhere

B••••• A••••••• L•• to 7•• C••••••• L••
left Aug 12, 2026, registered Aug 24, 2026 (12 days) · Other
V••••• C•••••• M••••••••• L•• to B••••• A••••••• L••
left Nov 8, 2024, registered Dec 17, 2024 (39 days) · RIA to a state-registered adviser
L•• F•••••••• L•• to G•••••••• F•••••••• A•••••••• L••
left Jun 24, 2024, registered Jun 23, 2021 (-1097 days) · Other
I••••••••• A•••••• A•••••••• L•• to V••••• C•••••• M••••••••• L••
left Mar 1, 2023, registered Jun 13, 2024 (470 days) · RIA to RIA
G•••••••• F•••••••• A•••••••• L•• to I••••••••• A•••••• A•••••••• L••
left Dec 14, 2022, registered Oct 3, 2022 (-72 days) · Other · moved with a team
C••••• C••••••• L•• to L•• F•••••••• L••
left Mar 29, 2016, registered Apr 16, 2021 (1844 days) · Other

Signals

C•••••••• P••• V•• A••••• left B••••• A••••••• L•• for 7•• C••••••• L•• (registered 2026-08-24)
Aug 12, 2026 · a•••••• firm change · fact
C•••••••• P••• V•• A••••• left V••••• C•••••• M••••••••• L•• for B••••• A••••••• L•• (registered 2024-12-17)
Nov 8, 2024 · a•••••• firm change · fact
C•••••••• P••• V•• A••••• left L•• F•••••••• L•• for G•••••••• F•••••••• A•••••••• L•• (registered 2021-06-23)
Jun 24, 2024 · a•••••• firm change · fact
C•••••••• P••• V•• A••••• left I••••••••• A•••••• A•••••••• L•• for V••••• C•••••• M••••••••• L•• (registered 2024-06-13)
Mar 1, 2023 · a•••••• firm change · fact
C•••••••• P••• V•• A••••• left G•••••••• F•••••••• A•••••••• L•• for I••••••••• A•••••• A•••••••• L•• (registered 2022-10-03)
Dec 14, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address