DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

724 Capital, LLC

Independent wealth managerCRD 318170SEC 801-123098websiteIAPD
Latest filing Sep 15, 2026
First filing on the tape Dec 22, 2021 · 30 filings
SEC status approved since Jan 21, 2022
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$247M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$19.9M
derived; firm RAUM over IAPD count
Employees
15
15 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$259M as of Apr 15, 2026
Mar 16, 2023$183M then
HNW client RAUM$106M as of Apr 15, 2026
Mar 16, 2023$81.0M then
State-registered IARs (5.B.3)13 as of Apr 15, 2026
Mar 16, 20238 then
Employees (5.A)14 as of Apr 15, 2026
Mar 16, 20239 then
Private funds: no history
RAUM +15% over the last fiscal year+12% a year over threeIARs 12 to 14offices 3 to 4
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
RAUM per advisor
$19.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
96derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$391,364derivedHNW RAUM over HNW clients
Average account
$135,383derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
2.6derived5 offices incl. principal (1.F.5)
RAUM growth, one year
+15%derivedbetween the last two annual amendments
Advisor growth, one year
+8.3%derivedItem 5.B.3 between annual amendments
Client growth, one year
-1.9%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
Wrap fee program
$259MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$141M54%
  • High-net-worth individuals$106M41%
  • Charitable organizations$9.7M3.7%
  • Corporations and businesses$2.1M0.8%
Individual clients
976reported
HNW clients
271reported
Pension plan clients
0reported
Charitable clients
10reported
Accounts
1,912reported
Financial planning clients
0reported
Wrap fee programs
$213M sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
8 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Alan Edward WyseLansing, Mi Jan 11, 201925 y6
Andres PetersonArchbold, Oh Sep 28, 202223 y5
Michael Lee MishlerFort Wayne, In Jan 16, 202630 y3
Lindsey A. RoehlLansing, MiJan 16, 202615 y6
Trevor Seth RuppLansing, Mi Jan 17, 202612 y2
Paul John DamonCertified Financial Planner, Chartered Financial ConsultantLansing, Mi Jan 20, 202645 y4
Hudson ChildsLansing, Mi Apr 10, 202613 y0
Christian Paul Von AllmenNashville, Tn Aug 24, 202626 y6
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 7.7% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Harold Robert Dearman · Chief Compliance Officercontrol
      since 09/2021 · owns 25% to 50%
    • Harold Robert Dearman · Managing Membercontrol
      since 08/2018 · owns 75% or more of Dcg Insight, LLC
    • Wayne Merlin Sorenson · Ownercontrol
      since 02/2023 · owns 50% to 75% of Ccdml Ventures Group, LLC
    • Ray Michael Childs · Owner
      since 02/2023 · owns 25% to 50% of Childs Investment Group, Inc
    Entity owners
    • 724 Holdings, LLC · Holding Company
      direct · owns 75% or more
    • Dcg Insight, LLC · Holding Company
      direct · owns 25% to 50%
    • Ccdml Ventures Group, LLC · Owner
      indirect · owns 25% to 50% of 724 Holdings, LLC
    • Childs Investment Group, Inc · Owner
      indirect · owns 25% to 50% of 724 Holdings, LLC
    Related persons
    Schedule D 7.A
    • 724 Asset Management, LLC
      investment advisern
    • 724 Insurance, LLC
      real estaten
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Lansing, Mi13131
    Archbold, Oh771
    Offices
    Schedule D 1.F, the 25 largest
    • Archbold, OH7 employees
    • Fresno, CA2 employees
    • Glendora, CA1 employees
    What changed
    consecutive filings, newest first
    • Advisory employees · 14 to 15
      Apr 15, 2026 to Sep 15, 2026
    • BD registered reps · 10 to 11
      Apr 15, 2026 to Sep 15, 2026
    • Employees · 14 to 15
      Apr 15, 2026 to Sep 15, 2026
    • Financial planning clients · 0 to 0
      Apr 15, 2026 to Sep 15, 2026
    • HQ city · to unset
      Apr 15, 2026 to Sep 15, 2026
    • HQ state · to unset
      Apr 15, 2026 to Sep 15, 2026
    • State-registered IARs · 13 to 14
      Apr 15, 2026 to Sep 15, 2026
    • Other offices · 3 to 4
      Apr 15, 2026 to Sep 15, 2026
    • Succession · false to unset
      Apr 15, 2026 to Sep 15, 2026
    • Advisory employees · 13 to 14
      Mar 5, 2026 to Apr 15, 2026
    • Employees · 13 to 14
      Mar 5, 2026 to Apr 15, 2026
    • State-registered IARs · 12 to 13
      Mar 5, 2026 to Apr 15, 2026
    • Accounts · 1,818 to 1,912
      Jan 14, 2026 to Mar 5, 2026
    • Corporate clients · 30 to 13
      Jan 14, 2026 to Mar 5, 2026
    • HNW clients · 291 to 271
      Jan 14, 2026 to Mar 5, 2026
    • Individual clients · 980 to 976
      Jan 14, 2026 to Mar 5, 2026
    • Discretionary RAUM · $226M to $259M
      Jan 14, 2026 to Mar 5, 2026
    • HNW RAUM · $94.0M to $106M
      Jan 14, 2026 to Mar 5, 2026
    • Individual RAUM · $121M to $141M
      Jan 14, 2026 to Mar 5, 2026
    • RAUM · $226M to $259M
      Jan 14, 2026 to Mar 5, 2026
    • Wrap assets (sponsor) · $201M to $213M
      Jan 14, 2026 to Mar 5, 2026
    • Accounts · 1,826 to 1,818
      Nov 26, 2024 to Apr 3, 2025
    • Advisory employees · 12 to 13
      Nov 26, 2024 to Apr 3, 2025
    • BD registered reps · 9 to 10
      Nov 26, 2024 to Apr 3, 2025
    • Charity clients · 14 to 10
      Nov 26, 2024 to Apr 3, 2025
    • Corporate clients · 20 to 30
      Nov 26, 2024 to Apr 3, 2025
    • HNW clients · 432 to 291
      Nov 26, 2024 to Apr 3, 2025
    • Individual clients · 1,360 to 980
      Nov 26, 2024 to Apr 3, 2025
    • Employees · 12 to 13
      Nov 26, 2024 to Apr 3, 2025
    • Financial planning clients · 0 to 0
      Nov 26, 2024 to Apr 3, 2025
    • HQ city · unset to
      Nov 26, 2024 to Apr 3, 2025
    • HQ state · unset to
      Nov 26, 2024 to Apr 3, 2025
    • State-registered IARs · 11 to 12
      Nov 26, 2024 to Apr 3, 2025
    • Discretionary RAUM · $197M to $226M
      Nov 26, 2024 to Apr 3, 2025
    • HNW RAUM · $82.1M to $94.0M
      Nov 26, 2024 to Apr 3, 2025
    • Individual RAUM · $108M to $121M
      Nov 26, 2024 to Apr 3, 2025
    • RAUM · $197M to $226M
      Nov 26, 2024 to Apr 3, 2025
    • Wrap assets (sponsor) · $197M to $201M
      Nov 26, 2024 to Apr 3, 2025
    • Other offices · 4 to 3
      Oct 29, 2024 to Nov 26, 2024
    • Advisory employees · 11 to 12
      Sep 20, 2024 to Oct 29, 2024
    Signals
    6 dated events
    • Andres Peterson left 724 Capital, Llc for Independent Financial Group, Llc (registered 2022-09-28)
      Dec 31, 2025 · Advisor changed firm · fact
    • Robert Ralph Korljan no longer registered at 724 Capital, Llc; no later IA registration on IAPD
      Dec 31, 2025 · Advisor departure · fact
    • Clay Purvis left 724 Capital, Llc for Wells Fargo Advisors (registered 2025-03-03)
      Aug 21, 2024 · Advisor changed firm · fact
    • Wayne Merlin Sorenson (Owner) appeared on Schedule A of 724 Capital, Llc
      Mar 16, 2023 · Control person joined · fact
    • 4 advisors left F3Logic, LLC (Burnsville, MN) for 724 Capital, LLC on the same day
      Apr 8, 2022 · Team lift-out · derived
    • 724 Capital, Llc filed its initial SEC registration (Form ADV)
      Dec 22, 2021 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    mlovejoy@cigfinancialservices.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    kchilds@cigfinancialservices.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    rstuckey@cigfinancialservices.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    achilds@cigfinancialservices.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    bott@cigfinancialservices.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    jcrafts@cigfinancialservices.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    jlopez@cigfinancialservices.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business email
    klind@cigfinancialservices.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    419-445-5000reportedpublished by the firm, firm site, Sep 15, 2026
    Website
    cigfinancialservices.comreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    517-256-4319reportedpublic record, Form ADV, Sep 15, 2026
    Contact form
    cigfinancialservices.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $19.9Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026