DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• J••••• F•••••••

L•• F•••••••• L••BD affiliatedMount Pleasant, Sc dual registrantIAPD 4037770

Feed of 09/15/2026

Also filed as Ken F•••••••

At current firm

1 y

since Mar 4, 2025

In the industry

26 y

since Jan 5, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Mar 4, 2025 · Mount Pleasant, Sc
C••••• I••••••••• A••••••• L•• BD affiliated
Mar 21, 2024 to Mar 6, 2025 · Mt Pleasant, Sc
C••••• A••••••• L•• former
Jun 8, 2018 to Mar 21, 2024 · Mt Pleasant, Sc
W•••• F•••• A••••••• wirehouse
Jan 1, 2008 to Jun 14, 2018 · Mount Pleasant, Sc
A• G• E•••••• • S•••• I••• unclassified
Jan 3, 2007 to Jan 1, 2008 · Daniel Island, Sc
U•• F•••••••• S••••••• I••• wirehouse
Jul 17, 2002 to Jan 17, 2007 · Charleston, Sc

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Mar 6, 2025, registered Mar 4, 2025 (-2 days) · Affiliated broker-dealer or bank to another
C••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
left Mar 21, 2024, registered Mar 21, 2024 (0 days) · corporate re-registration, not a move
W•••• F•••• A••••••• to C••••• A••••••• L••
left Jun 14, 2018, registered Jun 8, 2018 (-6 days) · Wirehouse to affiliated broker-dealer or bank
A• G• E•••••• • S•••• I••• to W•••• F•••• A•••••••
left Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
U•• F•••••••• S••••••• I••• to A• G• E•••••• • S•••• I•••
left Jan 17, 2007, registered Jan 3, 2007 (-14 days) · Other

Signals

K•••••• J••••• F••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-03-04)
Mar 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address