DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sean Michael Hennessey
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Feb 17, 2021
In the industry
26 y
since Dec 18, 1999 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Truist Advisory Services, Inc. BD affiliated currentsince Feb 17, 2021 · Dallas, Tx
- Bb&T Securities, LLC formerJun 3, 2019 to Feb 17, 2021 · Charlotte, Nc
- Alden Capital independent RIAOct 30, 2018 to Jun 4, 2019 · Wayne, Pa
- Wells Fargo Advisors wirehouseJul 7, 2009 to Nov 22, 2016 · Fort Worth, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 15, 2006 to Jul 2, 2009 · Southlake, Tx
- Banc Of America Investment Services, Inc. unclassifiedFeb 19, 2002 to Sep 20, 2006 · Plano, Tx
Moves
a registration end followed by a registration begin elsewhere
- Bb&T Securities, LLC to Truist Advisory Services, Inc.left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- Alden Capital to Bb&T Securities, LLCleft Jun 4, 2019, registered Jun 3, 2019 (-1 days) · RIA to affiliated broker-dealer or bank
- Wells Fargo Advisors to Alden Capitalleft Nov 22, 2016, registered Oct 30, 2018 (707 days) · Wirehouse to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Wells Fargo Advisorsleft Jul 2, 2009, registered Jul 7, 2009 (5 days) · Wirehouse to wirehouse
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 20, 2006, registered Sep 15, 2006 (-5 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address