S••• M•••••• M•••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 11, 2024 · Miami, Fl
• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated
  Jul 25, 2011 to Jun 4, 2024 · Fort Lauderdale, Fl
• S•••••••• A••••••• L•• national BD
  Mar 21, 2003 to Jul 6, 2011 · Ft. Lauderdale, Fl
• A••••••••• F•••••••• S•••••••• L•• national BD
  Jan 7, 2000 to Jul 10, 2002 · Boca Raton, Fl

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L•• F•••••••• L••
  left Jun 4, 2024, registered Jun 11, 2024 (7 days) · Affiliated broker-dealer or bank to another
• S•••••••• A••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Jul 6, 2011, registered Jul 25, 2011 (19 days) · Other
• A••••••••• F•••••••• S•••••••• L•• to S•••••••• A••••••• L••
  left Jul 10, 2002, registered Mar 21, 2003 (254 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Jun 4, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address