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RIA Intelligence
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Registered advisor
R••••• K• R•••
Feed of 09/14/2026
At current firm
4 y
since Nov 8, 2021
In the industry
16 y
since Apr 21, 2010 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 8, 2021 · Pittsburgh, Pa
- C••••••• S••••••••• I••• BD affiliatedNov 4, 2019 to Nov 1, 2021 · Columbus, Oh
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 27, 2015 to Nov 4, 2019 · Pittsburgh, Pa
- W•••••• • R••• formerAug 8, 2014 to Apr 29, 2015 · Pittsburgh, Pa
- A••••• A•• P••••••• S••••••• BD affiliatedApr 21, 2010 to Aug 14, 2014 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- C••••••• S••••••••• I••• to W•••• F•••• A•••••••left Nov 1, 2021, registered Nov 8, 2021 (7 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••left Nov 4, 2019, registered Nov 4, 2019 (0 days) · Wirehouse to affiliated broker-dealer or bank
- W•••••• • R••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 29, 2015, registered Apr 27, 2015 (-2 days) · Other
- A••••• A•• P••••••• S••••••• to W•••••• • R•••left Aug 14, 2014, registered Aug 8, 2014 (-6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address