M•••••• T••• G••••••••

• H••••••••• F•••••••• A••••••• BD affiliated current
  since Apr 19, 2017 · Chicago, Il
• C•••••• S••••• • C••• I••• national BD
  May 3, 2016 to Feb 28, 2017 · Naperville, Il
• P•• W••••• M••••••••• BD affiliated
  Feb 11, 2013 to Dec 17, 2015 · Naperville, Il

• C•••••• S••••• • C••• I••• to H••••••••• F•••••••• A•••••••
  left Feb 28, 2017, registered Apr 19, 2017 (50 days) · Other
• P•• W••••• M••••••••• to C•••••• S••••• • C••• I•••
  left Dec 17, 2015, registered May 3, 2016 (138 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

18derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address