RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••• P•••••• B••••••••
- P•••••• I••••••••• A•••••••• L•• independent RIA currentsince Dec 23, 2025 · Baton Rouge, La
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 30, 2024 to Dec 15, 2025 · Prairieville, La
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 19, 2015 to Jul 11, 2016 · Metairie, La
- O•••• W•••••• I••• BD affiliatedAug 28, 2013 to Feb 28, 2014 · Lafayette, La
- H•••••• W•••••• I••••••••• S••••••• I••• independent RIAJul 26, 2013 to Aug 29, 2013 · New Orleans, La
- O••••••••• S••••••••• I••• BD affiliatedDec 19, 2011 to Aug 23, 2013 · Baton Rouge, La
- L•• F•••••••• L•• BD affiliatedJun 2, 2009 to Dec 21, 2011 · San Diego, Ca
- C•••• I••••••••• S••••••• C•••• formerOct 13, 2006 to Apr 6, 2009 · Baton Rouge, La
- C••••• I••••••••• A••••••• L•• to P•••••• I••••••••• A•••••••• L••left Dec 15, 2025, registered Dec 23, 2025 (8 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••left Feb 28, 2014, registered May 19, 2015 (445 days) · Other
- H•••••• W•••••• I••••••••• S••••••• I••• to O•••• W•••••• I•••left Aug 29, 2013, registered Aug 28, 2013 (-1 days) · Other
- O••••••••• S••••••••• I••• to H•••••• W•••••• I••••••••• S••••••• I•••left Aug 23, 2013, registered Jul 26, 2013 (-28 days) · Other
- L•• F•••••••• L•• to O••••••••• S••••••••• I•••left Dec 21, 2011, registered Dec 19, 2011 (-2 days) · Other
- C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••left Apr 6, 2009, registered Jun 2, 2009 (57 days) · Other
- B••• P•••••• B•••••••• left C••••• I••••••••• A••••••• L•• for P•••••• I••••••••• A•••••••• L•• (registered 2025-12-23)Dec 15, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address