DFX Intelligence
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Registered advisor
R••• P•••••• H•••••
Feed of 09/15/2026
Also filed as R••• P• H•••••
At current firm
0 y
since Dec 8, 2025
In the industry
21 y
since Jul 19, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 8, 2025 · Loveland, Oh
- O•••• W•••••• I••• BD affiliatedJun 3, 2025 to Dec 12, 2025 · Loveland, Oh
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedAug 24, 2017 to Feb 27, 2018 · West Chester, Oh
- P•• W••••• M••••••••• BD affiliatedApr 27, 2011 to Feb 6, 2017 · West Chester, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedNov 10, 2008 to Jun 2, 2010 · Cincinnati, Oh
- A••••••••• A•••••• S•••••••• I••• unclassifiedJul 19, 2005 to May 14, 2008 · Cincinnati, Oh
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Dec 12, 2025, registered Dec 8, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to O•••• W•••••• I•••left Feb 27, 2018, registered Jun 3, 2025 (2653 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Feb 6, 2017, registered Aug 24, 2017 (199 days) · Other
- F•••• T•••• S••••••••• I••• to P•• W••••• M•••••••••left Jun 2, 2010, registered Apr 27, 2011 (329 days) · Other
- A••••••••• A•••••• S•••••••• I••• to F•••• T•••• S••••••••• I•••left May 14, 2008, registered Nov 10, 2008 (180 days) · Other
Signals
- ••• LockedDec 12, 2025 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address