T•••• J••••••• P•••

• J• W• C••• A•••••••• I••• BD affiliated current
  since Sep 6, 2023 · Tampa, Fl
• C••••• I••••••••• A••••••• L•• BD affiliated
  Mar 13, 2015 to Sep 6, 2023 · Grand Rapids, Mi
• S•••••••• A••••••• L•• national BD
  Jan 27, 2014 to Jan 12, 2015 · Grand Rapids, Mi
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Aug 30, 2013 · Grosse Pointe, Mi
• C•••• I••••••••• S••••••• C•••• former
  Jul 2, 2010 to Oct 1, 2012 · Flint, Mi
• C••••• I••••••••• A••••••• L•• BD affiliated
  Feb 19, 2003 to Feb 18, 2010 · Schaumburg, Il

• C••••• I••••••••• A••••••• L•• to J• W• C••• A•••••••• I•••
  left Sep 6, 2023, registered Sep 6, 2023 (0 days) · Affiliated broker-dealer or bank to another
• S•••••••• A••••••• L•• to C••••• I••••••••• A••••••• L••
  left Jan 12, 2015, registered Mar 13, 2015 (60 days) · Other
• J••• M••••• S••••••••• L•• to S•••••••• A••••••• L••
  left Aug 30, 2013, registered Jan 27, 2014 (150 days) · Wirehouse to affiliated broker-dealer or bank
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• C••••• I••••••••• A••••••• L•• to C•••• I••••••••• S••••••• C••••
  left Feb 18, 2010, registered Jul 2, 2010 (134 days) · Other

• ••• Locked
  Sep 6, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address