RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Oct 11, 2021 · Dallas, Tx
- C••••••• formerMay 7, 2012 to Nov 24, 2021 · Dallas, Tx
- T••• N•••• A•••••••• L•• independent RIAApr 15, 2010 to Apr 17, 2012 · Dallas, Tx
- B•• F•••••••• A••••••• BD affiliatedNov 20, 2006 to Jun 9, 2008 · Tulsa, Ok
- J••• M••••• S••••••••• I••• unclassifiedSep 27, 2006 to Oct 16, 2006 · Chicago, Il
- B••• O•• S••••••••• C••••••••• unclassifiedJun 26, 2002 to Sep 27, 2006 · Chicago, Il
- C••••••• to C•••••••left Nov 24, 2021, registered Oct 11, 2021 (-44 days) · Other · moved with a team
- T••• N•••• A•••••••• L•• to C•••••••left Apr 17, 2012, registered May 7, 2012 (20 days) · Other
- B•• F•••••••• A••••••• to T••• N•••• A•••••••• L••left Jun 9, 2008, registered Apr 15, 2010 (675 days) · Other
- J••• M••••• S••••••••• I••• to B•• F•••••••• A•••••••left Oct 16, 2006, registered Nov 20, 2006 (35 days) · Other
- B••• O•• S••••••••• C••••••••• to J••• M••••• S••••••••• I•••left Sep 27, 2006, registered Sep 27, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address