RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• G•••• R•••••••
- V•••• F•••••••• A•••••••• I••• BD affiliated currentsince Nov 19, 2013 · Nashville , Tn
- C••••••• F•••••••• D••••••• I••• BD affiliatedJan 13, 2011 to Nov 15, 2013 · Decatur, Al
- L•• F•••••••• L•• BD affiliatedFeb 18, 2005 to Mar 12, 2009 · Birmingham, Al
- M••••• S•••••• D• I••• unclassifiedJan 18, 2001 to Feb 22, 2005 · Birmingham, Al
- C••••••• F•••••••• D••••••• I••• to V•••• F•••••••• A•••••••• I•••left Nov 15, 2013, registered Nov 19, 2013 (4 days) · Other
- L•• F•••••••• L•• to C••••••• F•••••••• D••••••• I•••left Mar 12, 2009, registered Jan 13, 2011 (672 days) · Other
- M••••• S•••••• D• I••• to L•• F•••••••• L••left Feb 22, 2005, registered Feb 18, 2005 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address