RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• B••• H•••
- B•••••••• F•••••••• A••••••• independent RIA currentsince Sep 4, 2026 · Charlotte, Nc
- D•••••• W••••• M••••••••• L•• formerJun 19, 2017 to Aug 14, 2026 · Alpine, Ut
- C•••••• G••••••• W••••• M••••••••• L•• formerMar 25, 2013 to May 19, 2017 · Alpine, Ut
- F•••••• W••••• M••••••••• L•• formerApr 23, 2012 to Jun 28, 2012 · Alpine, Ut
- W•••••• • R••• formerMar 21, 2011 to Apr 13, 2012 · Clearfield, Ut
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 4, 2000 to Mar 22, 2011 · Salt Lake City, Ut
- D•••••• W••••• M••••••••• L•• to B•••••••• F•••••••• A•••••••left Aug 14, 2026, registered Sep 4, 2026 (21 days) · RIA to RIA
- C•••••• G••••••• W••••• M••••••••• L•• to D•••••• W••••• M••••••••• L••left May 19, 2017, registered Jun 19, 2017 (31 days) · Other
- F•••••• W••••• M••••••••• L•• to C•••••• G••••••• W••••• M••••••••• L••left Jun 28, 2012, registered Mar 25, 2013 (270 days) · Other
- W•••••• • R••• to F•••••• W••••• M••••••••• L••left Apr 13, 2012, registered Apr 23, 2012 (10 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••••• • R•••left Mar 22, 2011, registered Mar 21, 2011 (-1 days) · Other
- D•••• B••• H••• left D•••••• W••••• M••••••••• L•• for B•••••••• F•••••••• A••••••• (registered 2026-09-04)Aug 14, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address