DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Diamond Wealth Management, LLC
Latest filing Mar 31, 2026
First filing on the tape May 18, 2017 · 30 filings
SEC status approved since Jun 19, 2017
RAUM
$212M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
100%
$212M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
30 filings and snapshots on the tape
RAUM$212M as of Mar 31, 2026
Mar 27, 2018$118M then
HNW client RAUM$157M as of Mar 31, 2026
Mar 27, 2018$100M then
State-registered IARs (5.B.3)6 as of Mar 31, 2026
Mar 27, 20185 then
Employees (5.A)6 as of Mar 31, 2026
Mar 27, 20185 then
Private funds: no history
RAUM +16% over the last fiscal year+18% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $35.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $958,242derivedHNW RAUM over HNW clients
- Average account
- $362,311derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $40.8M, 57 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$157M74%
- Individuals$54.8M26%
- Individual clients
- 227reported
- HNW clients
- 164reported
- Pension plan clients
- 0reported
- Charitable clients
- n/areported
- Accounts
- 585reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $40.8M for 57 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
5 left, 0 joined in 12 months
net -5 in 12 months2 left in 90 days0 joined in 90 days5 left over 36 months
Left, latest
- David Bart Hill to Blueprint Financial AdvisorsAug 14, 2026 · RIA to RIA
- Richard Darren Simons to Blueprint Financial AdvisorsJul 21, 2026 · RIA to RIA
- Ronald Todd Sperry to Blueprint Financial AdvisorsJun 18, 2026 · RIA to RIA
- Jonathan Hammond Gardner to Blueprint Financial AdvisorsJun 15, 2026 · RIA to RIA
- Noel Zerna Cajigas to Blueprint Financial AdvisorsJun 15, 2026 · RIA to RIA
- Sterling Lawrence Sessions to Zega Financial, LLCSep 27, 2021 · RIA to RIA
- Andrew Scott Ross to Independent Financial PartnersJun 23, 2021 · RIA to affiliated broker-dealer or bank
Joined, latest
- Andrew Scott Ross from Fidelity Personal And Workplace AdvisorsJan 14, 2021 · Affiliated broker-dealer or bank to independent RIA
- Ronald Todd Sperry from Ashton Thomas Private WealthJan 14, 2021 · RIA to RIA
- Richard Darren Simons from Capital Guardian Wealth Management, LLCNov 17, 2017 · Other
- Sterling Lawrence Sessions from Ensign Wealth Advisors LLCOct 19, 2017 · Other
- Noel Zerna Cajigas from Northpointe Investment Partners LLCSep 8, 2017 · Other
- David Bart Hill from Capital Guardian Wealth Management, LLCJun 19, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Bart David Hill · Chief Compliance Officer/Managing Membercontrolsince 05/2017 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Alpine, Ut · principal | 0 | 0 | 3 | ||
| Denver, Co | 0 | 0 | 1 | ||
| Tucson, Az | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 510 to 585Apr 25, 2025 to Mar 31, 2026
- Charity clients · 1.0 to unsetApr 25, 2025 to Mar 31, 2026
- HNW clients · 122 to 164Apr 25, 2025 to Mar 31, 2026
- Individual clients · 214 to 227Apr 25, 2025 to Mar 31, 2026
- Assets in custody · $35.0M to $40.8MApr 25, 2025 to Mar 31, 2026
- Discretionary RAUM · $172M to $195MApr 25, 2025 to Mar 31, 2026
- HNW RAUM · $137M to $157MApr 25, 2025 to Mar 31, 2026
- Individual RAUM · $46.9M to $54.8MApr 25, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $11.8M to $17.4MApr 25, 2025 to Mar 31, 2026
- RAUM · $183M to $212MApr 25, 2025 to Mar 31, 2026
- Accounts · 450 to 510Apr 30, 2024 to Apr 25, 2025
- Advisory activities · 3 to 4Apr 30, 2024 to Apr 25, 2025
- Charity clients · 0 to 1Apr 30, 2024 to Apr 25, 2025
- HNW clients · 118 to 122Apr 30, 2024 to Apr 25, 2025
- Individual clients · 186 to 214Apr 30, 2024 to Apr 25, 2025
- Assets in custody · $29.7M to $35.0MApr 30, 2024 to Apr 25, 2025
- Financial planning clients · 1-10 to 1-10Apr 30, 2024 to Apr 25, 2025
- Discretionary RAUM · $138M to $172MApr 30, 2024 to Apr 25, 2025
- HNW RAUM · $120M to $137MApr 30, 2024 to Apr 25, 2025
- Individual RAUM · $33.3M to $46.9MApr 30, 2024 to Apr 25, 2025
- Non-discretionary RAUM · $15.5M to $11.8MApr 30, 2024 to Apr 25, 2025
- RAUM · $154M to $183MApr 30, 2024 to Apr 25, 2025
- Accounts · 440 to 450Mar 31, 2023 to Mar 28, 2024
- HNW clients · 127 to 118Mar 31, 2023 to Mar 28, 2024
- Individual clients · 179 to 186Mar 31, 2023 to Mar 28, 2024
- Assets in custody · $12.0M to $29.7MMar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $110M to $138MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $101M to $120MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $28.4M to $33.3MMar 31, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $18.9M to $15.5MMar 31, 2023 to Mar 28, 2024
- RAUM · $129M to $154MMar 31, 2023 to Mar 28, 2024
- Accounts · 430 to 440Jan 5, 2023 to Mar 31, 2023
- HNW clients · 123 to 127Jan 5, 2023 to Mar 31, 2023
- Individual clients · 173 to 179Jan 5, 2023 to Mar 31, 2023
- Other offices · 3 to 2Jan 5, 2023 to Mar 31, 2023
- Discretionary RAUM · $104M to $110MJan 5, 2023 to Mar 31, 2023
- HNW RAUM · $99.0M to $101MJan 5, 2023 to Mar 31, 2023
- Individual RAUM · $25.8M to $28.4MJan 5, 2023 to Mar 31, 2023
- Non-discretionary RAUM · $20.6M to $18.9MJan 5, 2023 to Mar 31, 2023
- RAUM · $125M to $129MJan 5, 2023 to Mar 31, 2023
Signals
7 dated events
- Diamond Wealth Management, Llc no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $212.0M)Sep 1, 2026 · Left the SEC roster · derived
- David Bart Hill left Diamond Wealth Management, Llc for Blueprint Financial Advisors (registered 2026-09-04)Aug 14, 2026 · Advisor changed firm · fact
- Richard Darren Simons left Diamond Wealth Management, Llc for Blueprint Financial Advisors (registered 2026-07-23)Jul 21, 2026 · Advisor changed firm · fact
- Ronald Todd Sperry left Diamond Wealth Management, Llc for Blueprint Financial Advisors (registered 2026-06-17)Jun 18, 2026 · Advisor changed firm · fact
- Jonathan Hammond Gardner left Diamond Wealth Management, Llc for Blueprint Financial Advisors (registered 2026-05-01)Jun 15, 2026 · Advisor changed firm · fact
- Noel Zerna Cajigas left Diamond Wealth Management, Llc for Blueprint Financial Advisors (registered 2026-05-04)Jun 15, 2026 · Advisor changed firm · fact
- Diamond Wealth Management, Llc filed its initial SEC registration (Form ADV)May 18, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026