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Registered advisor
J••• E• S••••••
Feed of 09/15/2026
Also filed as J••• Edward S••••••
At current firm
0 y
since Feb 25, 2026
In the industry
23 y
since Feb 28, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 25, 2026 · San Diego, Ca
- O•••• W•••••• I••• BD affiliatedMar 24, 2017 to Feb 27, 2026 · Maumee, Oh
- A••••••••• F•••••••• S•••••••• L•• national BDAug 23, 2013 to Mar 28, 2017 · Toledo, Oh
- A••••••• F•••••••• A•••••••• L•• BD affiliatedOct 31, 2011 to Aug 26, 2013 · Sylvania, Oh
- T••••••• I••••••••• M••••••••• I••• BD affiliatedSep 1, 2004 to Dec 8, 2004 · Rockford, Il
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Feb 27, 2026, registered Feb 25, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to O•••• W•••••• I•••left Mar 28, 2017, registered Mar 24, 2017 (-4 days) · Other
- A••••••• F•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Aug 26, 2013, registered Aug 23, 2013 (-3 days) · Other
- T••••••• I••••••••• M••••••••• I••• to A••••••• F•••••••• A•••••••• L••left Dec 8, 2004, registered Oct 31, 2011 (2518 days) · Other
Signals
- J••• E• S•••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-02-25)Feb 27, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address