D•••• J••• B•••••

• P•••••• A•••••• G••••• L•• BD affiliated current
  since Oct 31, 2018 · Alexandria, Va
• I••••••••• F•••••••• P••••••• BD affiliated
  Jun 3, 2010 to Dec 7, 2018 · Alexandria, Va
• M••• I••••••••• M••••••••• L•• unclassified
  Jun 8, 2007 to May 12, 2010 · Newport News, Va
• M••••• S•••••• • C•• L•• unclassified
  Apr 2, 2007 to Jun 12, 2007 · Alexandria, Va
• M••••• S•••••• D• I••• unclassified
  Feb 28, 2000 to Apr 2, 2007 · Alexandria, Va

• I••••••••• F•••••••• P••••••• to P•••••• A•••••• G••••• L••
  left Dec 7, 2018, registered Oct 31, 2018 (-37 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
• M••• I••••••••• M••••••••• L•• to I••••••••• F•••••••• P•••••••
  left May 12, 2010, registered Jun 3, 2010 (22 days) · Other
• M••••• S•••••• • C•• L•• to M••• I••••••••• M••••••••• L••
  left Jun 12, 2007, registered Jun 8, 2007 (-4 days) · Other
• M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
  left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address