A•••• J••• G•••••••••

M••••• G••••• A••••••• I•••independent RIAWalnut Creek, Ca IA-onlyIAPD 4050346

Feed of 09/14/2026

At current firm

1 y

since Jan 1, 2025

In the industry

26 y

since Nov 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Jan 1, 2025 · Denver, Co
A••••• A•• P••••••• S••••••• BD affiliated
Dec 15, 2004 to Dec 2, 2020 · Denver, Co
C•••••• S••••• • C••• I••• national BD
Mar 6, 2003 to Oct 7, 2004 · Co

Moves

a registration end followed by a registration begin elsewhere

A••••• A•• P••••••• S••••••• to M••••• G••••• A••••••• I•••
left Dec 2, 2020, registered Jan 1, 2025 (1491 days) · Affiliated broker-dealer or bank to independent RIA
C•••••• S••••• • C••• I••• to A••••• A•• P••••••• S•••••••
left Oct 7, 2004, registered Dec 15, 2004 (69 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address