DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• W•••••• K••••

P•••••• A•••••• G••••• L••BD affiliatedMorristown, Nj dual registrantIAPD 4050651

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/15/2026

At current firm

8 y

since Apr 5, 2018

In the industry

26 y

since Dec 29, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Apr 5, 2018 · Atlanta, Ga
I••••• F•••••••• C••••••••• former
Oct 6, 2011 to Feb 20, 2018 · Atlanta, Ga
S••• C•••••• H•••••••• L•• former
Mar 24, 2011 to Oct 7, 2011 · Atlanta, Ga
C••••••••• I••• unclassified
Jun 2, 2010 to Mar 28, 2011 · Atlanta, Ga
F•••• L••••• S••••••••• L•• unclassified
Jun 30, 2008 to Apr 27, 2010 · Atlanta, Ga
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Aug 18, 2004 to Jun 17, 2008 · Lawrenceville, Ga

Moves

a registration end followed by a registration begin elsewhere

I••••• F•••••••• C••••••••• to P•••••• A•••••• G••••• L••
left Feb 20, 2018, registered Apr 5, 2018 (44 days) · Other · moved with a team
S••• C•••••• H•••••••• L•• to I••••• F•••••••• C•••••••••
left Oct 7, 2011, registered Oct 6, 2011 (-1 days) · Other
C••••••••• I••• to S••• C•••••• H•••••••• L••
left Mar 28, 2011, registered Mar 24, 2011 (-4 days) · Other
F•••• L••••• S••••••••• L•• to C••••••••• I•••
left Apr 27, 2010, registered Jun 2, 2010 (36 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to F•••• L••••• S••••••••• L••
left Jun 17, 2008, registered Jun 30, 2008 (13 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address