DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S••••••••• P•••••• C•••••• L••
Latest filing Jun 25, 2026
First filing on the tape Jun 14, 2023 · 15 filings
SEC status approved since Jul 14, 2023
RAUM
$1.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
84%
$1.2B individuals and HNW
Advisors
8
registered through the firm on IAPD
RAUM per advisor
$180M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$1.4B as of Jun 25, 2026
Mar 1, 2024$934M then
HNW client RAUM$1.2B as of Jun 25, 2026
Mar 1, 2024$771M then
State-registered IARs (5.B.3)8 as of Jun 25, 2026
Mar 1, 20245 then
Employees (5.A)10 as of Jun 25, 2026
Mar 1, 20246 then
Private funds: no history
RAUM +28% over the last fiscal yearIARs 4 to 8offices 0 to 2
Practice profile
derived from the filing of Jun 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $160MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 147derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $1.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +28%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +76%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $1.4BreportedItem 5.I
- Custody
- $1.0B, 813 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B80%
- Corporations and businesses$228M16%
- Individuals$57.9M4.0%
- Individual clients
- 391reported
- HNW clients
- 930reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,376reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.0B for 813 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.84 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T•••• H• L•••• | Vero Beach, Fl | Oct 13, 2023 | 34 y | 3 |
| S•••• A• Z•••••••• | Vero Beach, Fl | Oct 13, 2023 | 19 y | 2 |
| J•••• A••••• B••••••• | Vero Beach, Fl | Oct 16, 2023 | 11 y | 1 |
| H•••••• K•• C•••••••Certified Financial Planner | Vero Beach, Fl | Oct 16, 2023 | 12 y | 2 |
| R••••• J•••• M••••••• | Vero Beach, Fl | Sep 9, 2025 | 26 y | 4 |
| R••••• C• S••••••••• | Vero Beach, Fl | Sep 9, 2025 | 25 y | 2 |
| K•• M• O••• | Vero Beach, Fl | Sep 19, 2025 | 21 y | 3 |
| C•••••••• J• S••••••••• | Vero Beach, Fl | Feb 25, 2026 | 12 y | 2 |
| G•••••• H••••• | Vero Beach, Fl | Sep 14, 2026 | 12 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- T••• C•••••••• to U•• F•••••••• S••••••• I•••May 24, 2024 · RIA to wirehouse
Joined, latest
- C•••••••• J• S••••••••• from M••••• S••••••Feb 25, 2026 · Wirehouse to independent RIA
- K•• M• O••• from M••••• S••••••Sep 19, 2025 · Wirehouse to independent RIA
- R••••• J•••• M••••••• from M••••• S••••••Sep 9, 2025 · Wirehouse to independent RIA
- R••••• C• S••••••••• from M••••• S••••••Sep 9, 2025 · Wirehouse to independent RIA
- H•••••• K•• C••••••• from M••••• S••••••Oct 16, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- J•••• A••••• B••••••• from M••••• S••••••Oct 16, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T•••• H• L•••• from M••••• S••••••Oct 13, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- T••• C•••••••• from R•••••• J•••• F•••••••• S••••••• A•••••••• I••Oct 13, 2023 · Affiliated broker-dealer or bank to a newly registered adviser
- S•••• A• Z•••••••• from M••••• S••••••Oct 13, 2023 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from M••••• S••••••Sep 1, 2025 · West Palm Beach, Fl
- 4 joined from M••••• S••••••Oct 9, 2023 · Vero Beach, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• J••••• A••••• · Chief Financial Officer / Partnercontrolsince 10/2023 · owns 5% to 10%
- C•••••••• H••••••• K•• · Chief Investment Officer / Partnercontrolsince 10/2023 · owns 5% to 10%
- L••••• T••••• H• · Chief Executive Officer / Managing Directorcontrolsince 10/2023 · owns less than 5%
- S•••••••• S••••• L•••• · Chief Compliance Officercontrolsince 06/2023 · owns less than 5%
- Z••••••••• S••••• A• · Managing Director, Operationscontrolsince 10/2023 · owns less than 5%
Entity owners
- H• K•• C•••••••• L•• · Managing Memberdirect · owns 5% to 10%
- J•••• B•••••••• L•• · Managing Memberdirect · owns 5% to 10%
- T•••• L••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vero Beach, Fl · principal | 8 | 2 | 0 | ||
| Palm Beach Gardens, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 25, 2026Z••••••••• S••••• A• (MANAGING DIRECTOR, OPERATIONS) appeared on Schedule A between the filings of 2024-03-01 and 2026-06-25peers: independent wealth managers, $1B to $5B (1,362)
- account count surgeChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 799.0 to 1,376.0 (+72.0%) between the annual amendments of 2025-04-22 and 2026-03-25; the peer median change was +6.0% (1206 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 95% percentile
- c••••• count surgeChange between filings · filing Mar 25, 2026individual and HNW clients (Item 5.D) moved from 751.0 to 1,321.0 (+76.0%) between the annual amendments of 2025-04-22 and 2026-03-25; the peer median change was +5.0% (1132 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,132) · 97% percentile
What changed
consecutive filings, newest first
- Accounts · 799 to 1,376Jan 12, 2026 to Mar 25, 2026
- Advisory employees · 6 to 8Jan 12, 2026 to Mar 25, 2026
- Corporate clients · 48 to 55Jan 12, 2026 to Mar 25, 2026
- HNW clients · 598 to 930Jan 12, 2026 to Mar 25, 2026
- Individual clients · 153 to 391Jan 12, 2026 to Mar 25, 2026
- Assets in custody · $166M to $1.0BJan 12, 2026 to Mar 25, 2026
- Employees · 11 to 10Jan 12, 2026 to Mar 25, 2026
- State-registered IARs · 9 to 8Jan 12, 2026 to Mar 25, 2026
- Other offices · 1 to 2Jan 12, 2026 to Mar 25, 2026
- Discretionary RAUM · $1.1B to $1.4BJan 12, 2026 to Mar 25, 2026
- HNW RAUM · $905M to $1.2BJan 12, 2026 to Mar 25, 2026
- Individual RAUM · $23.3M to $57.9MJan 12, 2026 to Mar 25, 2026
- RAUM · $1.1B to $1.4BJan 12, 2026 to Mar 25, 2026
- Financial planning clients · 0 to 0Aug 29, 2025 to Nov 6, 2025
- Advisory employees · 4 to 6Apr 22, 2025 to Aug 29, 2025
- BD registered reps · 1 to 2Apr 22, 2025 to Aug 29, 2025
- Employees · 7 to 11Apr 22, 2025 to Aug 29, 2025
- State-registered IARs · 4 to 9Apr 22, 2025 to Aug 29, 2025
- Other offices · 0 to 1Apr 22, 2025 to Aug 29, 2025
- Accounts · 693 to 799Nov 1, 2024 to Apr 22, 2025
- Corporate clients · 38 to 48Nov 1, 2024 to Apr 22, 2025
- HNW clients · 544 to 598Nov 1, 2024 to Apr 22, 2025
- Individual clients · 111 to 153Nov 1, 2024 to Apr 22, 2025
- Assets in custody · unset to 165888898.0Nov 1, 2024 to Apr 22, 2025
- Custody of client assets · false to trueNov 1, 2024 to Apr 22, 2025
- Financial planning clients · 1-10 to 0Nov 1, 2024 to Apr 22, 2025
- Discretionary RAUM · $934M to $1.1BNov 1, 2024 to Apr 22, 2025
- HNW RAUM · $771M to $905MNov 1, 2024 to Apr 22, 2025
- Individual RAUM · $17.1M to $23.3MNov 1, 2024 to Apr 22, 2025
- RAUM · $934M to $1.1BNov 1, 2024 to Apr 22, 2025
- Advisory employees · 5 to 4May 7, 2024 to Nov 1, 2024
- Employees · 6 to 7May 7, 2024 to Nov 1, 2024
- State-registered IARs · 5 to 4May 7, 2024 to Nov 1, 2024
- Accounts · 484 to 693Nov 20, 2023 to Mar 1, 2024
- Advisory activities · 4 to 3Nov 20, 2023 to Mar 1, 2024
- Corporate clients · 12 to 38Nov 20, 2023 to Mar 1, 2024
- HNW clients · 432 to 544Nov 20, 2023 to Mar 1, 2024
- Individual clients · 40 to 111Nov 20, 2023 to Mar 1, 2024
- Financial planning clients · 0 to 1-10Nov 20, 2023 to Mar 1, 2024
- Discretionary RAUM · $730M to $934MNov 20, 2023 to Mar 1, 2024
Signals
11 dated events
- G•••••• H••••• registered as an investment adviser representative at S••••••••• P•••••• C•••••• L••Sep 14, 2026 · Advisor registered · fact
- S••••••••• P•••••• C•••••• L•• reported RAUM $1.4B, up 28% from $1.1B (2026-01-12 to 2026-03-25)Mar 25, 2026 · RAUM change · derived
- 2 advisors left M••••• S•••••• (West Palm Beach, FL) for S••••••••• P•••••• C•••••• L•• within 2 daysSep 1, 2025 · Team lift-out · derived
- T••• C•••••••• left S••••••••• P•••••• C•••••• L•• for U•• F•••••••• S••••••• I••• (registered 2024-07-23)May 24, 2024 · Advisor changed firm · fact
- Kay Hakyung Campione (President) appeared on Schedule A of S••••••••• P•••••• C•••••• L••Mar 1, 2024 · Control person joined · fact
- A••••• J•••• B••••••• (Vice President) appeared on Schedule A of S••••••••• P•••••• C•••••• L••Mar 1, 2024 · Control person joined · fact
- S••••••••• P•••••• C•••••• L•• reported RAUM $934.1M, up 28% from $730.3M (2023-11-20 to 2024-03-01)Mar 1, 2024 · RAUM change · derived
- 4 advisors left M••••• S•••••• (Vero Beach, FL) for S••••••••• P•••••• C•••••• L•• on the same dayOct 9, 2023 · Team lift-out · derived
- H Trent Leyda (Founder/Ceo) appeared on Schedule A of S••••••••• P•••••• C•••••• L••Oct 5, 2023 · Control person joined · fact
- Scott William Turnbull (Owner) no longer on Schedule A of S••••••••• P•••••• C•••••• L•• (listed 2023-06-14, absent 2023-10-05)Oct 5, 2023 · Control person left · inference
- T••••• L•• filed its initial SEC registration (Form ADV)Jun 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H••••://WWW.LINKEDIN.COM/COMPANY/S•••••••••-P••••••-C•••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 772-316-1271reportedpublic record, Form ADV, Jun 25, 2026
- Team page
- SPIREPOINTPC.COM/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $180Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026