DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• J••• K••••

L•• F•••••••• L••BD affiliatedFort Wayne, Indual registrantIAPD 4056232

Feed of 09/14/2026

Also filed as R••••• J••• K••••

At current firm

1 y

since Oct 29, 2024

In the industry

26 y

since Mar 7, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 29, 2024 · Fort Wayne, In
A••••••• A•••• M••••••••• I••• mixed wealth
Jun 22, 2023 to Aug 5, 2024 · Lisle, Il
M••••• S•••••• wirehouse
Apr 12, 2019 to Jul 19, 2023 · Indianapolis, In
B•••••••• I••••••••• M••••••••• L•• asset manager
May 22, 2017 to Jul 19, 2018 · Princeton, Nj

Moves

a registration end followed by a registration begin elsewhere

A••••••• A•••• M••••••••• I••• to L•• F•••••••• L••
left Aug 5, 2024, registered Oct 29, 2024 (85 days) · Other
M••••• S•••••• to A••••••• A•••• M••••••••• I•••
left Jul 19, 2023, registered Jun 22, 2023 (-27 days) · Other
B•••••••• I••••••••• M••••••••• L•• to M••••• S••••••
left Jul 19, 2018, registered Apr 12, 2019 (267 days) · Other

Signals

R••••• J••• K•••• left A••••••• A•••• M••••••••• I••• for L•• F•••••••• L•• (registered 2024-10-29)
Aug 5, 2024 · Advisor changed firm · fact
R••••• J••• K•••• left M••••• S•••••• for A••••••• A•••• M••••••••• I••• (registered 2023-06-22)
Jul 19, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address