DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••••• F•••••••• G••••
Legal name A••••••••• F•••••••• G•••• A••••••• S••••••• L••
Latest filing May 21, 2026
First filing on the tape Aug 6, 2021 · 23 filings
SEC status approved since Sep 3, 2021
RAUM
$675M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
89%
$599M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$96.4M
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$675M as of May 21, 2026
Mar 19, 2022$340M then
HNW client RAUM$458M as of May 21, 2026
Mar 19, 2022$164M then
State-registered IARs (5.B.3)5 as of May 21, 2026
Mar 19, 20224 then
Employees (5.A)12 as of May 21, 2026
Mar 19, 20229 then
Private funds: no history
RAUM +34% over the last fiscal year+27% a year over threeIARs 5 to 5offices 2 to 1
Practice profile
derived from the filing of May 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $96.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 82derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $442,622derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +34%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +10%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $221M, 347 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$458M68%
- Individuals$141M21%
- Pension and profit-sharing plans$76.1M11%
- Individual clients
- 418reported
- HNW clients
- 153reported
- Pension plan clients
- 34reported
- Charitable clients
- 0reported
- Accounts
- 1,525reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $221M for 347 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A•••• M••• P••••••Certified Financial Planner | Vienna, Va | Sep 3, 2021 | 31 y | 2 |
| S•••• M•••••• W•••••••••Certified Financial Planner | Vienna, Va | Sep 3, 2021 | 29 y | 2 |
| C•••••• R•••••• C••••Certified Financial Planner | Vienna, Va | Sep 3, 2021 | 24 y | 3 |
| H•••• L••• E••••Certified Financial Planner | Wilmington, Nc | Nov 4, 2022 | 12 y | 4 |
| B•••• A•••••• T••••••• | Vienna, Va | Oct 31, 2024 | 10 y | 1 |
| S••••••• B••••••• | Vienna, Va | Jun 3, 2026 | 10 y | 0 |
| G•••••• W•••• | Vienna, Va | Jun 3, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- H•••• L••• E•••• to N•••••• A•••••••Sep 19, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- B•••• A•••••• T••••••• from E•••••••• A•••••••• L••Oct 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- H•••• L••• E•••• from N•••••• A•••••••Nov 4, 2022 · Affiliated broker-dealer or bank to independent RIA
- A•••• M••• P•••••• from A•••• F•••••••• A••••••• S•••••••• I•••Sep 3, 2021 · RIA to a newly registered adviser
- S•••• M•••••• W••••••••• from A•••• F•••••••• A••••••• S•••••••• I•••Sep 3, 2021 · RIA to a newly registered adviser
- C•••••• R•••••• C•••• from A•••• F•••••••• A••••••• S•••••••• I•••Sep 3, 2021 · RIA to a newly registered adviser
- H•••• L••• E•••• from A•••• F•••••••• A••••••• S•••••••• I•••Sep 3, 2021 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from A•••• F•••••••• A••••••• S•••••••• I•••Oct 7, 2021 · Reston, Va
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• C••••••• R•••••• · Partner, Membercontrolsince 02/2021 · owns 25% to 50%
- P••••••• A••••• M••• · Wealth Manager, Chief Compliance Officer, Founding Membercontrolsince 02/2021 · owns 25% to 50%
- W••••••••• S••••• M•••••• · Partner, Membercontrolsince 02/2021 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Vienna, Va · principal | 7 | 2 | 0 | ||
| Wilmington, Nc | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Goldsboro, NC2 employees
- Wilmington, NC2 employees
What changed
consecutive filings, newest first
- Accounts · 1,410 to 1,525Oct 2, 2025 to Mar 26, 2026
- Advisory employees · 6 to 12Oct 2, 2025 to Mar 26, 2026
- BD registered reps · 7 to 5Oct 2, 2025 to Mar 26, 2026
- Charity clients · 8 to 0Oct 2, 2025 to Mar 26, 2026
- Corporate clients · 11 to 0Oct 2, 2025 to Mar 26, 2026
- HNW clients · 96 to 153Oct 2, 2025 to Mar 26, 2026
- Individual clients · 421 to 418Oct 2, 2025 to Mar 26, 2026
- Pension plan clients · 47 to 34Oct 2, 2025 to Mar 26, 2026
- Assets in custody · unset to 221186684.0Oct 2, 2025 to Mar 26, 2026
- Custody of client assets · false to trueOct 2, 2025 to Mar 26, 2026
- Employees · 10 to 12Oct 2, 2025 to Mar 26, 2026
- Other offices · 2 to 1Oct 2, 2025 to Mar 26, 2026
- Discretionary RAUM · $447M to $593MOct 2, 2025 to Mar 26, 2026
- HNW RAUM · $280M to $458MOct 2, 2025 to Mar 26, 2026
- Individual RAUM · $145M to $141MOct 2, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $57.8M to $82.2MOct 2, 2025 to Mar 26, 2026
- Pension RAUM · $67.9M to $76.1MOct 2, 2025 to Mar 26, 2026
- RAUM · $505M to $675MOct 2, 2025 to Mar 26, 2026
- BD registered reps · 5 to 7Apr 15, 2024 to Mar 28, 2025
- Accounts · 1,273 to 1,410Apr 15, 2024 to Mar 28, 2025
- Advisory employees · 4 to 6Apr 15, 2024 to Mar 28, 2025
- Charity clients · 6 to 8Apr 15, 2024 to Mar 28, 2025
- Corporate clients · 6 to 11Apr 15, 2024 to Mar 28, 2025
- HNW clients · 70 to 96Apr 15, 2024 to Mar 28, 2025
- Individual clients · 524 to 421Apr 15, 2024 to Mar 28, 2025
- Pension plan clients · 42 to 47Apr 15, 2024 to Mar 28, 2025
- Financial planning clients · 251-500 to 251-500Apr 15, 2024 to Mar 28, 2025
- State-registered IARs · 4 to 5Apr 15, 2024 to Mar 28, 2025
- Discretionary RAUM · $327M to $447MApr 15, 2024 to Mar 28, 2025
- HNW RAUM · $216M to $280MApr 15, 2024 to Mar 28, 2025
- Individual RAUM · $138M to $145MApr 15, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $91.7M to $57.8MApr 15, 2024 to Mar 28, 2025
- Pension RAUM · $54.5M to $67.9MApr 15, 2024 to Mar 28, 2025
- RAUM · $419M to $505MApr 15, 2024 to Mar 28, 2025
- Employees · 9 to 10Mar 14, 2024 to Apr 15, 2024
- Accounts · 1,272 to 1,273Jan 25, 2024 to Mar 14, 2024
- Charity clients · 5 to 6Jan 25, 2024 to Mar 14, 2024
- Corporate clients · 2 to 6Jan 25, 2024 to Mar 14, 2024
- HNW clients · 68 to 70Jan 25, 2024 to Mar 14, 2024
- Individual clients · 730 to 524Jan 25, 2024 to Mar 14, 2024
Signals
3 dated events
- A••••••••• F•••••••• G•••• reported RAUM $675.0M, up 34% from $505.0M (2025-10-02 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- H•••• L••• E•••• left A••••••••• F•••••••• G•••• for N•••••• A••••••• (registered 2022-10-03)Sep 19, 2022 · Advisor changed firm · fact
- A••••••••• F•••••••• G•••• A••••••• S••••••• L•• filed its initial SEC registration (Form ADV)Aug 6, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@a••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k•••••••@a••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- a••••••@a••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- e•••••••••@a••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- k••••••@a••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- m••••••••@a••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- s•••••@a••••.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 678-954-4000reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-242-7900reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 703-242-5718reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/afgas1reportedpublic record, Form ADV, Sep 18, 2026
- Website
- a••••.netreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $96.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026