DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

L••• M••••••• F•••••••

M••••••BD affiliatedPalm Beach Gardens, Fldual registrantIAPD 4061638

Certified Financial Planner

Feed of 09/14/2026

Also filed as L••• Hall

At current firm

7 y

since Nov 28, 2018

In the industry

26 y

since Jul 28, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Nov 28, 2018 · Palm Beach Gardens, Fl
C•••• B•••• G•••• former
Mar 9, 2018 to Oct 30, 2018 · Palm Beach Gardens, Fl
S••••••••• A•••••• A•••••••• I••• former
Dec 2, 2013 to Nov 6, 2018 · Palm Beach Gardens, Fl
C•••••• F•••••••• A•••••••• I•• unclassified
May 10, 2007 to Dec 31, 2013 · Palm Beach Gardens, Fl
W•••• F•••• A••••••• wirehouse
Aug 21, 2000 to Apr 27, 2007 · Palm Beach Gardens, Fl

Moves

a registration end followed by a registration begin elsewhere

S••••••••• A•••••• A•••••••• I••• to C•••• B•••• G••••
left Nov 6, 2018, registered Mar 9, 2018 (-242 days) · Affiliated broker-dealer or bank to a newly registered adviser
C•••• B•••• G•••• to M••••••
left Oct 30, 2018, registered Nov 28, 2018 (29 days) · RIA to RIA
C•••••• F•••••••• A•••••••• I•• to S••••••••• A•••••• A•••••••• I•••
left Dec 31, 2013, registered Dec 2, 2013 (-29 days) · Other
W•••• F•••• A••••••• to C•••••• F•••••••• A•••••••• I••
left Apr 27, 2007, registered May 10, 2007 (13 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address