DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Lynn Hayes
Feed of 09/14/2026
At current firm
7 y
since Aug 29, 2019
In the industry
26 y
since Jan 25, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Advisory Services, LLC BD affiliated currentsince Aug 29, 2019 · Atlanta, Ga
- Wells Fargo Advisors wirehouseNov 26, 2008 to Mar 5, 2012 · Knoxville, Tn
- UBS Financial Services Inc. wirehouseJan 15, 2004 to Dec 2, 2008 · Knoxville, Tn
Moves
a registration end followed by a registration begin elsewhere
- Wells Fargo Advisors to Osaic Advisory Services, LLCleft Mar 5, 2012, registered Aug 29, 2019 (2733 days) · Wirehouse to affiliated broker-dealer or bank
- UBS Financial Services Inc. to Wells Fargo Advisorsleft Dec 2, 2008, registered Nov 26, 2008 (-6 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address