DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• M•••••• D••••••

C••• A••••••• S•••••••• L••state registeredAnchorage, AkIA-onlyIAPD 4066805

Feed of 09/14/2026

Also filed as Mike Daniels

At current firm

3 y

since Jun 20, 2023

In the industry

27 y

since Sep 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••• A••••••• S•••••••• L•• state registered current
since Jun 20, 2023 · Anchorage, Ak
A••••••• A••••••• S•••••••• L•• BD affiliated
Nov 1, 2021 to Jun 27, 2023 · Anchorage, Ak
A••••••• A••••••• S••••••• former
Apr 14, 2020 to Nov 1, 2021 · Glendale, Az
W••••••• F•••••••• S•••••••• I••• former
Jul 1, 2019 to Apr 3, 2020 · Bellevue, Wa
O• I••••••••• M••••••••• C• BD affiliated
Apr 21, 2017 to Jul 1, 2019 · Anchorage, Ak
C•••••• T•••• B••• unclassified
Feb 19, 2003 to Jul 27, 2007 · Anchorage, Ak

Moves

a registration end followed by a registration begin elsewhere

A••••••• A••••••• S•••••••• L•• to C••• A••••••• S•••••••• L••
left Jun 27, 2023, registered Jun 20, 2023 (-7 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
A••••••• A••••••• S••••••• to A••••••• A••••••• S•••••••• L••
left Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
W••••••• F•••••••• S•••••••• I••• to A••••••• A••••••• S•••••••
left Apr 3, 2020, registered Apr 14, 2020 (11 days) · Affiliated broker-dealer or bank to independent RIA
O• I••••••••• M••••••••• C• to W••••••• F•••••••• S•••••••• I•••
left Jul 1, 2019, registered Jul 1, 2019 (0 days) · Affiliated broker-dealer or bank to another
C•••••• T•••• B••• to O• I••••••••• M••••••••• C•
left Jul 27, 2007, registered Apr 21, 2017 (3556 days) · Other

Signals

A••••• M•••••• D•••••• left A••••••• A••••••• S•••••••• L•• for C••• A••••••• S•••••••• L•• (registered 2023-06-20)
Jun 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address