RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• C• C••••••••
- I••••••••• A•••••• A•••••••• L•• i••••••••• wealth currentsince Mar 28, 2019 · Pooler, Ga
- I••••••••• F•••••••• P••••••• BD affiliatedNov 2, 2009 to Mar 22, 2019 · Savannah, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 11, 2005 to Sep 9, 2009 · Pooler, Ga
- I••••••••• F•••••••• P••••••• to I••••••••• A•••••• A•••••••• L••left Mar 22, 2019, registered Mar 28, 2019 (6 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to I••••••••• F•••••••• P•••••••left Sep 9, 2009, registered Nov 2, 2009 (54 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address